Park Lloyd

For public company clients, Mr. Lloyd assists in matters such as:

• Preparation and filing of periodic reports, including annual, quarterly and interim current reports.
• Preparation and filing of proxy and information statement materials.
• Preparation and filing of registration statements under the Securities Act of 1933 and the Securities Exchange Act of 1934.
• Initial public offering (IPO) registration statements.
• Responding to comments and inquiries from the U.S. Securities and Exchange Commission (SEC).
• Shareholder meetings and proxy statements.
• Requests for confidential treatment of documents filed publicly.
• Primary and secondary offerings of securities.

For privately held clients, Mr. Lloyd has been involved with:

• Numerous private placements of securities, including common stock, preferred stock, debt instruments and limited liability company interests.
• Entity formation, acquisitions and mergers.
• Strategic planning.
• Preparation for becoming a publicly reporting company with the SEC.

Representation in M&A transactions, both buy-side and sell-side. 

Representation of clients in connection with forward- and reverse-merger transactions and related corporate law issues, including dissenters’ rights, valuation issues and shareholder approval.

News

Speaking Engagements