Securities Law

Kirton McConkie securities attorneys advise clients on private and public corporate situations posing regulatory and liability issues related to securities. The costs associated with regulatory compliance can be staggering so we respond by helping our clients navigate and mitigate the issues and minimize the costs with prompt and practical solutions. We work closely with state and federal regulators on compliance matters, allowing us to better identify our clients’ immediate and longer term issues.

Our securities lawyers have significant experience advising clients on:

• The regulations of trading, purchasing and selling securities under the Securities Exchange Act of 1934
• Federal and state regulatory compliance and disclosure obligations
• Private placements
• Initial and secondary offerings
• Registration statements and forms 10, 10-K, 10-Q and 8-K
• Sarbanes-Oxley rules and regulations
• The intricacies of listing and delisting from U.S. stock markets